FINRA

  www.finra.org
  www.finra.org

FINRA Jobs & Careers


Show:  All Results Last 7 Days
20 days ago

Business Analyst IV, Operations/Services, Market Regulation,

Financial Industry Regulatory Authority, Inc. New York, NY

The Business Analyst IV will provide advice to and support of interdepartmental initiatives and the completion of projects in support of Market… CareerBuilder


20 days ago

Information Technology Risk and Controls Examiner, Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY

Plans and conducts on-site information technology controls and compliance examinations of member organizations. Advises surveillance and exam staff… CareerBuilder


30+ days ago

Business Development Manager

Financial Industry Woodland Hills, CA

o Growing our market share within the financial compliance industry. o Utilize your financial industry knowledge and relationships to close deals. o… Financial Industry


20 days ago

Executive Assistant/Personal Assistant - Experienced

FINANCIAL INDUSTRY New York, NY

Room at the Top! $100k + + Wanted: top notch experienced C-LEVEL ASSISTANT "Executive/Personal Assistant" to CEO of major Fund of Funds Park… FINANCIAL INDUSTRY


30+ days ago

EXECUTIVE ASSISTANT - C LEVEL

FINANCIAL INDUSTRY New York, NY

Terrific Opportunity for EA/PA. 75K PLUS PAID OT = APPROX 100K - 125K Major International Asset Management firm, midtown, Seeks Top Notch… FINANCIAL INDUSTRY


20 days ago

Business Analyst Specialist, Shared Services

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Business Analyst Specialist supports program management activities of the Business Solutions team. Essential Job Functions: • Works with… CareerBuilder


20 days ago

Analyst I, Disclosure Review

Financial Industry Regulatory Authority, Inc. Rockville, MD

Using analytical, and technical skills as well as exercising discretion and independent judgment, research and review Individual, Organization and… CareerBuilder


25 days ago

Associate Developer in Test - Technology

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Associate Developer in Test assists in ensuring the quality of software products by developing and executing software testing components… CareerBuilder


25 days ago

Regulatory Analyst - OFDMI/ Office of Whistleblower

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts reviews and investigations to compile evidence of potentially fraudulent or illegal conduct which may constitute… CareerBuilder


30 days ago

Financial Operations Examiner - Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY +2 locations

Conduct on-site examinations and assess member organization's financial and operational condition and compliance with SEC and FINRA rules and… CareerBuilder


FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

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FINRA Reviews

166 Reviews
3.1
166 Reviews
Rating Trends

Recommend to a friend
Approve of CEO
FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
79 Ratings
  1.  

    Cautious

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Principal Examiner in New York, NY (US)
    Current Employee - Principal Examiner in New York, NY (US)

    I have been working at FINRA full-time (more than 10 years)

    Pros

    Good benefits and the company values

    Cons

    CAREER GROWTH IS NON EXISTENT

    Advice to ManagementAdvice

    DIVERSITY IS NON-EXISTENT

    Doesn't Recommend
    Positive Outlook
    Approves of CEO

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