FINRA Jobs & Careers

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30+ days ago

Business Development Manager

Financial Industry Woodland Hills, CA

o Growing our market share within the financial compliance industry. o Utilize your financial industry knowledge and relationships to close deals. o… Financial Industry


30+ days ago

Examiner IT Financial Operations, Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY

Conducts on-site examinations and advises surveillance staff on how to assess the effectiveness of member organization's technology systems and… CareerBuilder


30+ days ago

Financial Operations Examiner - Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY +2 locations

Conduct on-site examinations and assess member organization's financial and operational condition and compliance with SEC and FINRA rules and… CareerBuilder


30+ days ago

Financial Operations Examiner Market Regulation, Trading & Financial Compliance

Financial Industry Regulatory Authority, Inc. New York, NY

The Compliance Examiner conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… CareerBuilder


28 days ago

Accounting Associate III - Billing Services

Financial Industry Regulatory Authority, Inc. Rockville, MD

• Ensure that proper cash journal entries are made in the general ledger. • Prepare Dunning Notices and Statements of account to provide correct… CareerBuilder


30+ days ago

Senior Economist - Washington, DC or New York, NY

Financial Industry Regulatory Authority, Inc. Washington, DC

The primary duties of this position are to engage in statistical, econometric and financial analysis projects to evaluate the risks, costs and… CareerBuilder


14 days ago

Regulatory Analyst - Chicago Equities Surveillance - Chicago

Financial Industry Regulatory Authority, Inc. Chicago, IL

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… CareerBuilder


13 days ago

Director, Market, Credit & Operational Risk, Regulatory Development & Services,

Financial Industry Regulatory Authority, Inc. New York, NY

The Director of Market, Credit and Operational Risk (Director) is responsible for providing technical advice and assistance to ROOR staff and senior… CareerBuilder


30+ days ago

Enforcement Chief Counsel

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Chief Counsel is responsible for the full lifecycle execution of matters assigned to his or her Enforcement Center. They manage units of staff… CareerBuilder


14 days ago

Manager III,Broker Dealer Operations & Financial Responsibility, Member Regulati

Financial Industry Regulatory Authority, Inc. New York, NY

Serve as subject matter expert, and provide technical guidance and education on accounting related topics, respond to interpretative questions… CareerBuilder


FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

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FINRA Reviews

164 Reviews
3.0
164 Reviews
Rating Trends

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FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
77 Ratings
  1.  

    Excellent place to work in

    Current Employee - Anonymous Employee
    Current Employee - Anonymous Employee

    I have been working at FINRA

    Pros

    Very good environment to work in

    Cons

    Sometimes work schedule is a bit stressful esp. with releases