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16 accountant broker dealer for the regulatory group jobs

Accounting Manager - SMBC Nikko Securities America

Sumitomo Mitsui Financial Group 15 Reviews Jersey City, NJ

The person in this position will be responsible for the accounting matters and system projects of a US broker-dealer, which include:P L… Ivy Exec

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US Subsidiaries Controller Americas (incl. broker/dealer) - Finance and Investme

UBS 100+ Reviews Nashville, TN

• Responsible for the management and supervision of 17 employees (including 5 offshore) including related annual compensation and review processes… VelvetJobs.com

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BSA/AML Investigator III - Special Entities - Finance and Investment Industry Op

SunTrust 100+ Reviews Atlanta, GA

Takes initiative to stay current on BSA and OFAC regulatory updates, as well as the banks AML program policies and procedures. Chairs task force or… VelvetJobs.com

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Manager - Private Company Services Tax - Private Equity/HNW

Deloitte 100+ Reviews New York, NY

As global leaders in providing professional services to the Investment Management industry, Deloitte Tax LLP works with clients to address a range of… Ivy Exec

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Director of Financial Reporting & Consolidation

UBS 100+ Reviews Nashville, TN

This role is responsible for preparing of six sets of audited financial statements with the overall review of certain regulatory reporting deliveries… Ivy Exec

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Banking Attorney

LawCrossing Atlanta, GA

BSA/AML Investigator III Special Entities The candidate investigates, researches, analyzes and evaluates account transactions that appear to be… Glassdoor

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Banking Attorney In House

General Counsel Consulting Atlanta, GA

BSA/AML Investigator III Special Entities The candidate investigates, researches, analyzes and evaluates account transactions that appear to be… Glassdoor

  • Web Search

Senior Financial Accountant (Controller / Finance Team) - Finance and Investment

Financial Services Institution 1 Review New York, NY

Main areas of Responsibility will include: Financial/Business Management Production of relevant financial/management accounting reporting… VelvetJobs.com

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BSA/AML Investigator III - Special Entities

SunTrust 100+ Reviews Atlanta, GA

Investigates, researches, analyzes and evaluates account transactions that appear to be suspicious or unusual for a given business or person… SunTrust

  • Overview
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  • Salaries

US Sub. Reporting: Director of Financial Reporting & Consolidation - Finance

UBS 100+ Reviews Nashville, TN

• Managing the preparation of monthly consolidated financial statements for the U.S. holding company under IFRS and U.S. GAAP. • Assist in managing the pre… VelvetJobs.com

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  • Salaries

Junior Compliance Associate - Securities/Commodities

Interactive Brokers 45 Reviews Chicago, IL

Interactive Brokers Group LLC, a Global Securities and Commodities business leader and one of the largest financial services firms in the U.S. has an… Glassdoor

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US Subsidiaries Controller a Americas (incl. broker/dealer)

UBS 100+ Reviews Nashville, TN

* Responsible for the management and supervision of 17+ employees (including 5 offshore) including related annual compensation and review processes. <… FinancialJobsWeb

  • Overview
  • Reviews
  • Salaries

US Sub. Reporting: Director of Financial Reporting & Consolidation

UBS 100+ Reviews Nashville, TN

* Managing the preparation of monthly consolidated financial statements for the U.S. holding company under IFRS and U.S. GAAP… FinancialJobsWeb

  • Overview
  • Reviews
  • Salaries

Junior Compliance Analyst

Interactive Brokers 45 Reviews Chicago, IL

• Prepare Surveillance Report review and memorialization • Regulatory Filings • Assist with Anti Money Laundering Program • Conduct Fraud… Glassdoor

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