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21  Senior Trade Compliance Officer Jobs in Crawley, West Sussex, South East England, England

Compliance - Equity Compliance Officer - Vice President - Based

J.P. Morgan London, England

The Markets Compliance Team comprises of 20 professionals and is based on the London Equities, Fixed Income and Commodities Trading Floors. The Team… Adzuna

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Compliance Officer

Tower Research Capital LLC 9 Reviews London, England

The Compliance Officer will report to Spire Europes Director of Compliance. He or she will work closely with the Director of Compliance and other… Glassdoor

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*Compliance Officer* Pan-European Trading Firm

Selby Jennings 3 Reviews London, England

A rapidly expanding pan-European trading house is looking for a Compliance Officer to work within the Trade Surveillance group. The role offers… Glassdoor

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Compliance Officer-Global Commodities Firm

Badenoch\x20\x26\x20Clark London, England

will include : Managing and developing the Compliance Function in Europe Manage the compliance procedures and internal and external reporting for all… Adzuna

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Compliance Executive - (Stockbroker)

Guru Careers London, England

Compliance Executive / Compliance Analyst / Compliance Officer - (Stockbroker) - London / City Keywords: Compliance Executive, Compliance Analyst… Adzuna

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Senior Compliance Officer Compliance Control Group EMEA

CitiGroup 100+ Reviews London, England

The team is responsible for identifying potential conflicts and following close analysis and discussion, taking action to avoid conflicting… Glassdoor

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Compliance - Equity Compliance Officer - Vice President - Based

J.P. Morgan 100+ Reviews London, England

The Markets Compliance Team comprises of 20 professionals and is based on the London Equities, Fixed Income and Commodities Trading Floors. The Team… Adzuna

  • Overview
  • Reviews
  • Salaries

Compliance Monitoring Manager - Wealth Management

London, England

include:- (a) Assist the Compliance Officer to provide a stand-alone Compliance function that develops strategy to ensure that adequate policies… Adzuna

Senior Compliance Officer, CF10 & CF11

UKStaffsearch City of London, England

Managing all compliance activities in line with FCA regulatory requirements. Providing accurate and timely advice to the business. Monitoring… Glassdoor

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Senior Compliance Officer, CF10 & CF11

London4Jobs City of London, England

Managing all compliance activities in line with FCA regulatory requirements. Providing accurate and timely advice to the business. Monitoring… Glassdoor

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Compliance Manager-Global Commodities Firm

Badenoch\x20\x26\x20Clark London, England

will include : Managing and developing the Compliance Function in Europe Manage the compliance procedures and internal and external reporting for all… Adzuna

  • Web Search

Compliance Monitoring Manager - Wealth Management

Hays Risk & Compliance City of London, England

include:- (a) Assist the Compliance Officer to provide a stand-alone Compliance function that develops strategy to ensure that adequate policies… Glassdoor

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Compliance Monitoring Manager - Wealth Management

Hays City City of London, England

include:- (a) Assist the Compliance Officer to provide a stand-alone Compliance function that develops strategy to ensure that adequate policies… Glassdoor

  • Overview

Compliance - Compliance Officer, Credit Markets - Vice President - Based in Lond

J.P. Morgan 100+ Reviews London, England

The Markets Compliance Team comprises of 20 professionals and is based on the London Equities, Fixed Income and Commodities Trading Floors. The Team… Adzuna

  • Overview
  • Reviews
  • Salaries

RCA Operations Control Officer

IT Human Resources City of London, England

RCA Operations Control Officer:(change,tradeflow,risk,compliance,audit) a chance to join a global market leader in their industry sector where… Glassdoor

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Compliance Advisory Officer - Associate

Nomura International 64 Reviews London, England

Reporting to a senior member of GM Compliance Advisory, the position will involve : Providing compliance coverage for Flow Credit, Securitised… Glassdoor

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Compliance Executive - (Stockbroker)

Guru Careers London, England

Compliance Executive / Compliance Analyst / Compliance Officer - (Stockbroker) - London / City Keywords: Compliance Executive, Compliance Analyst… Adzuna

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