Refine Results

Freshness:


265 internal control regulatory and compliance officer jobs

Chief AML Compliance Officer

Scottrade 100+ Reviews Saint Louis, MO

• Administer the enterprise BSA/AML/OFAC compliance programs. • Oversee that all areas/departments of Scottrade Financial and its subsidiaries… Scottrade

  • Overview
  • Reviews
  • Salaries

Control & Compliance Officer

Huntswood 3 Reviews Basingstoke, England

will be to: • Monitor compliance regulations and update internal policies • Contribute to the development and maintenance of the compliance… Reed.co.uk

  • Overview
  • Reviews
  • Salaries

Actuarial Compliance Officer

Eames Consulting Group LLP London, England

The successful candidate will join the Corporate Actuarial team based in London (European Headquarters) and will support Property Casualty Corporate… Reed.co.uk

  • Web Search

Compliance officer

Leading Financial Services Firm Dublin, NA

My client is searching for a Compliance Officer to join its growing business. Reporting to the Head of Compliance, the position will see you provide… Ivy Exec

  • Web Search

VP, Information Security Risk Management

Prudential 100+ Reviews Newark, NJ

· Provide assurance and guidance over the general activities and concerns of the organizations security function including: governance, policy… Prudential

  • Overview
  • Reviews
  • Salaries
We want your feedback – Are these results helpful to you?  Yes | No

Senior Compliance Officer - Advisory

Newedge 100+ Reviews London, NA

are detailed below:Provision of proactive regulatory advice to Senior Management, Legal, Business Lines and Control Functions relating to… Ivy Exec

  • Overview
  • Salaries

Quality & Control Officer (Debt Purchasing) – new

FFR 3 Reviews West Yorkshire

will include: * Maintaining and enhancing the company's quality and Change of Control procedures, standards and specifications. * Maintaining the… CV-Library.co.uk

  • Overview
  • Salaries

Financial & Operations Compliance Officer - Finance and Investment Industry Oppo – new

UBS 100+ Reviews New York, NY

• Provide compliance coverage for Finance & Operations clients. • Assist in day-to-day functioning of the Fin/Ops Compliance Team including… VelvetJobs.com

  • Overview
  • Reviews
  • Salaries

Compliance Monitoring Officer

Brighthouse 100+ Reviews Abbots Langley, England

The role will be responsible for carrying out risk-based monitoring reviews, both routine and themed, to assess the extent to which line management… Reed.co.uk

  • Overview

Vice President, Compliance Shared Services and Regulatory Response – new

Fidelity Investments 100+ Reviews Smithfield, RI

Compliance Shared Services & Regulatory Response provides much of the fundamental compliance support for PWI. Specifically, the VP and team will… Glassdoor

  • Overview
  • Reviews
  • Salaries

Control Room Officer – new

Hays Senior Finance UK London, England

Control Room Officer You will be working in the Control Room for a City of London based Investment Bank. The bank is well recognised as a key… Adzuna

  • Web Search

Compliance Officer II – new

BNY Mellon 100+ Reviews Pittsburgh, PA

Manages compliance efforts for the Company as they relate to moderately complex regulatory and policy requirements. Analyzes existing and proposed… Glassdoor

  • Overview
  • Reviews
  • Salaries

EXECUTIVE DIRECTOR, COMPLIANCE

CalOptima 10 Reviews Orange, CA

The Executive Director of Compliance is responsible for all internal compliance and auditing activities including conducting regular internal audits… CareerBuilder

  • Overview
  • Reviews
  • Salaries

Compliance Control Officer, Brussels (M/F)

Petit Bruxelles

• To participate in the parameterization of the Compliance system Sentinel (coding of Legal, Statutory, Contractual and Internal rules).… feed.stepstone.be

Senior Risk Officer II

PNC 100+ Reviews Pittsburgh, PA

• Senior Risk Officer, Compliance Program Manager, Model Risk Management Group (MRMG) • The incumbent of this position reports to the Director of… CareerBuilder

  • Overview
  • Reviews
  • Salaries

Chief Financial Officer CFO

Allegheny Bradford Corporation Lewis Run, PA

• Coordinate the preparation of financial statements, financial reports, special analyses, and information reports • Ensure that effective… TheLadders.com

  • Overview
  • Reviews
Be the first to get new jobs like these:
By creating a job alert, you agree to Glassdoor's Terms of Use and Privacy Policy