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222 internal control regulatory and compliance officer jobs

Control & Compliance Officer – new

Huntswood 3 Reviews Basingstoke, England

will be to: • Monitor compliance regulations and update internal policies • Contribute to the development and maintenance of the compliance… Reed.co.uk

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Regulatory Risk Testing Officer

Popular Community Bank 35 Reviews New York, NY

• Analyze banking regulations and prepare practical review steps to test compliance with said regulations within the bank’s operations in an… Popular Community Bank

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Internal Audit Director – new

Fitbit 25 Reviews San Francisco, CA

The Internal Audit Director is a senior member of the Finance team and will report directly to the Audit Committee of the Board or Directors and… Fitbit

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Compliance Officer

IDEX Consulting Ltd Kent, England

- You will monitor, risk assess and conduct compliance monitoring reviews and audits of the significant business processes to provide the business… Reed.co.uk

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Chief Financial Officer, Steward Medical Group – new

Phillips, DiPisa, & Associates Boston, MA

Reporting dually to the President of Steward Medical Group and the CFO of Steward Health Care System, the CFO is responsible and accountable for all… HealtheCareers

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Senior Compliance Officer- Consumer AML Governance

Citi 100+ Reviews Irving, TX

• At least 7 years of experience in consumer banking compliance, legal or other control-related function in the financial services industry… Citi

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Compliance Administrator/Internal Auditor

Grand Bank & Trust of Florida West Palm Beach, FL

Conduct compliance and internal control audits according to the audit schedule on an annual basis or more frequently as needed. Create written… CareerBuilder

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Compliance Officer

Bloomberg 100+ Reviews London, NA

include:- Advise the front office on relevant requirements.- Provide guidance to product development in terms of electronic trading requirements… Ivy Exec

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Compliance Officer

Asset Resourcing Limited 4 Reviews Saint Albans, England

*Provide training to the business to compliment and develop on the CBT. *Analyse… Reed.co.uk

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Compliance Officer (Head), APAC – new

Parkway Consulting Singapore, NA

Compliance efforts, Design and Implement internal controls, policies and procedures to assure compliance with applicable local, state and federal… Ivy Exec

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Compliance Officer/Analyst- Securities and Derivatives- Broker Dealer

SilverSearch New York, NY

The role supports the firms Regulatory Controls Review program and compliance risk assessment efforts for the regulatory requirements related to… SilverSearch

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Compliance Officer

Panoramic Associates Ltd 4 Reviews Basingstoke, Hampshire

Panoramic Associates are supporting a Leading financial services organisation with multiple offices across the U.K and Europe who are looking to… Jobg8

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Regulatory Reporting Compliance Officer

UKStaffsearch United Kingdom

include: * Provide resourcing and management of key initiatives relating to short selling, transaction reporting and large position disclosures… Glassdoor

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Assistant BSA I AML Officer – new

Biscayne Bank Miami, FL

of Assistant BSA I AML Officer: • Review and approve new accounts' Know Your Customer information and perform or request additional… CareerBuilder

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Senior Compliance Analyst - AVP

The Compliance Search Group New York, NY

• Help evaluate the adequacy and effectiveness of the firms’ US’s policies, procedures and internal controls • Serve as the Secretary of the firm’s… TheLadders.com

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