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178  Internal Control, Regulatory and Compliance Officer Jobs

Compliance office (Investment bank)

Selby Jennings 3 Reviews Amsterdam, Noord-Holland

• Provide regulatory control, advice and development including helping to ensure that the firm's policy and procedures are comprehensive and up to… Jobg8

  • Overview
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Deputy Head of Internal controls

The Cahill Personnel Limited City of London, England

of European branches Daily review of access/system logs for SWIFT Alliance Maintaining system access records for staff, removing access for leavers… Reed.co.uk

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Compliance Officer Control Analytics

Citi 100+ Reviews Baltimore, MD

The successful candidate for this position will harness the power of data and pursue leads identified through correlation. Specific subjects the… TheLadders.com

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Compliance Officer

Suburban Bank and Trust 2 Reviews Elmhurst, IL

At Suburban Bank and Trust, the Compliance Officer is responsible for leading and managing a sound compliance program for the organization and… CareerBuilder

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Risk & Complience Officer

Interaction Recruitment Leeds, England

Being an integral member of the Risk and Compliance team you will with or without supervision perform independent audits and reviews of the controls… Reed.co.uk

  • Overview

Compliance office (Investment bank)

Selby Jennings 3 Reviews Amsterdam, Noord-Holland

• Provide regulatory control, advice and development including helping to ensure that the firm's policy and procedures are comprehensive and up to… Jobg8

  • Overview
  • Salaries
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Director, Compliance

Axcess Financial 51 Reviews Cincinnati, OH

• Oversee response to reports/audits/other requests from regulatory bodies. Establish and maintain relationships with contacts at state regulatory… CareerBuilder

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  • Reviews
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Regulatory Compliance Officer

Thunderbird Entertainment Center Norman, OK

The regulatory compliance officer is responsible for assuring compliance with the National Indian Gaming Commission, Absentee Shawnee Gaming… Glassdoor

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Compliance Monitoring Officer

Michael Page Financial Services United Kingdom

- Preparing management information and reporting. To be considered for the Compliance Monitoring officer role you need to have - Detailed knowledge… TotalJobs.co.uk

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Risk & Complience Officer

Interaction - Bradford Leeds, England

Being an integral member of the Risk and Compliance team you will with or without supervision perform independent audits and reviews of the controls… TotalJobs.co.uk

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Control Room Compliance Officer

UBS 100+ Reviews Hong Kong

include: • Primary coverage of Research matters from a business aligned compliance perspective, including: • The provision of specific… Glassdoor

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Advisory Compliance Officer Credit Markets

Credit Suisse 100+ Reviews Paris

Team player with trusted advisor status to maintain relationships with leading Credit trading franchise in a tier one investment bank. Support the… experteer.com

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Senior Outsourcing Compliance Coverage Officer - Finance and Investment Industry

Morgan Stanley 100+ Reviews New York, NY

include: • Senior US Compliance Officer responsible for coverage of Morgan Stanley outsourcing • Serve as a subject matter expert in advising Morgan… VelvetJobs.com

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Chief Financial Officer

InVue 4 Reviews Charlotte, NC

Provide effective leadership and management for Finance, including Financial Management, Treasury, Audit, Control, Risk Management and Measurement… TheLadders.com

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Compliance Officer, EMEA

London, England

include: :Enforce all FCA rules applicable to a broker dealer. :Work with business, legal and programming on new products in the market. :Understand… Adzuna

Quality Assurance Co-Ordinator (QA)

Phoenix Medical Recruitment Ltd Cardiff, Wales

A fantastic opportunity has arisen in a leading life science Company for a QA Coordinator role. Reporting to the QA Officer your job will be to… Reed.co.uk

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Risk & Complience Officer

Interaction Recruitment Leeds, England

Being an integral member of the Risk and Compliance team you will with or without supervision perform independent audits and reviews of the controls… Reed.co.uk

  • Overview
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