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216 internal control regulatory and compliance officer jobs

Chief Financial Officer CFO

Allegheny Bradford Corporation Lewis Run, PA

• Coordinate the preparation of financial statements, financial reports, special analyses, and information reports • Ensure that effective… TheLadders.com

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Regulatory Risk Testing Officer

Popular Community Bank 34 Reviews New York, NY

• Analyze banking regulations and prepare practical review steps to test compliance with said regulations within the banks operations in an effective… Popular Community Bank

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Compliance Officer

Asset Resourcing Limited 4 Reviews Saint Albans, England

*Provide training to the business to compliment and develop on the CBT. *Analyse… Reed.co.uk

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Compliance Officer

Flexible Solutionz Greater Manchester

We are currently recruiting for a growing and established company based in Manchester. The Compliance Officer (CO) role is to work with all levels of… Reed.co.uk

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Deputy Bank Secrecy Act Officer

Siter-Neubauer & Associates 1 Review Harlingen, TX

• Ensures the Bank’s compliance with Bank Secrecy Act (BSA) and anti-money laundering (AML) initiatives. • Ensures compliance and adherence to BSA… TheLadders.com

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Regulatory Compliance Officer

Ascendo Resources 1 Review Miami, FL

will be to: • Collaborate with outside consultants on annual 3012 review, respond to recommendations and work on action items resulting from… CareerBuilder

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Compliance Risk Officer (Monitoring, Testing, and Internal Controls)

Network ESC New York, NY

The Consultant – US Permanent Control Compliance (Monitoring, Testing, and Internal Controls) reports to the Head of the US Permanent Control unit… CareerBuilder

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Compliance Officer, Control Group & Research Legal, SVP – new

Citigroup 100+ Reviews Hong Kong, NA

Job Purpose: The Control Group Research Legal team (the Control Group ) is responsible for the management of conflicts of interests within Citi. The… Ivy Exec

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Risk Monitoring Officer

Flatfeerecruiter Leeds, England

will include: •Maintaining and enhancing the companys quality and Change of Control procedures, standards and specifications. •Maintaining the… CareerBuilder

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Compliance Officer – new

American Momentum Bank Tampa, FL

Assist the Chief Compliance Officer with the monitoring of new and revised legislation, including impact analysis, process enhancements and employee… American Momentum Bank

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Compliance Officer - Monitoring and Surveillance

UBS 100+ Reviews London, NA

The individual will be responsible for the monitoring of Market Abuse / Manipulation, Fair Dealings with Customers and Conflicts with a view to… Ivy Exec

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Officer, AML Compliance (Intl) – new

Western Union Lietuva Not Specified, Moscow

• Provides AML Compliance support to agents of Western Union and its affiliates to build programs in compliance with anti-money laundering laws as… Jobg8

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Assistant Compliance Officer

Alexander Lloyd - Compliance & Financial Services Saint Albans, England

Reporting to the Compliance and Risk Manager/Head of Compliance, you will provide compliance assistance to support and contribute to the provision of… TotalJobs.co.uk

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IVA Compliance Officer

Time Recruitment Solutions Manchester, England

The Compliance Officer (CO) role is to work with all levels of management in order to ensure the IVA division is meeting the principles and rules as… TotalJobs.co.uk

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Assistant Compliance Officer

Alexander Lloyd Saint Albans, England

Reporting to the Compliance and Risk Manager/Head of Compliance, you will provide compliance assistance to support and contribute to the provision of… Reed.co.uk

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Compliance Officer

Barclay Simpson London, England

This is a unique opportunity to establish the policies and controls for the UK branch of a well respected international bank. It is vital that those… eFinancialCareers

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