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175  Internal Control, Regulatory and Compliance Officer Jobs

Compliance office (Investment bank)

Selby Jennings 3 Reviews Amsterdam, Noord-Holland

• Provide regulatory control, advice and development including helping to ensure that the firm's policy and procedures are comprehensive and up to… Jobg8

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Compliance Officer Control Analytics

Citi 100+ Reviews Baltimore, MD

The successful candidate for this position will harness the power of data and pursue leads identified through correlation. Specific subjects the… Citi

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Compliance Officer

UBS 100+ Reviews Toronto, NA

& Deliverables: - Work with cross functional teams to identify, assess, control and monitor compliance related risks. - Complete control self… Ivy Exec

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Compliance Officer, EMEA

Bloomberg 100+ Reviews London, England

include: -Enforce all FCA rules applicable to a broker dealer. -Work with business, legal and programming on new products in the market. -Understand… Bloomberg

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Regional Compliance Officer - Director

Boutique Investment Bank Singapore, NA

include the following • Devise and update appropriate compliance policies, delivering training and collating and reporting key management… Ivy Exec

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Compliance Officer

Suburban Bank and Trust 2 Reviews Elmhurst, IL

At Suburban Bank and Trust, the Compliance Officer is responsible for leading and managing a sound compliance program for the organization and… CareerBuilder

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Risk & Complience Officer

Interaction Recruitment Leeds, England

Being an integral member of the Risk and Compliance team you will with or without supervision perform independent audits and reviews of the controls… Reed.co.uk

  • Overview

Compliance office (Investment bank)

Selby Jennings 3 Reviews Amsterdam, Noord-Holland

• Provide regulatory control, advice and development including helping to ensure that the firm's policy and procedures are comprehensive and up to… Jobg8

  • Overview
  • Salaries

Director, Compliance

Axcess Financial 50 Reviews Cincinnati, OH

• Oversee response to reports/audits/other requests from regulatory bodies. Establish and maintain relationships with contacts at state regulatory… CareerBuilder

  • Overview
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  • Salaries

Quality Assurance Co-Ordinator (QA)

Phoenix Medical Recruitment Ltd Cardiff, Wales

A fantastic opportunity has arisen in a leading life science Company for a QA Coordinator role. Reporting to the QA Officer your job will be to… Reed.co.uk

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Compliance Monitoring Officer

Michael Page Financial Services United Kingdom

- Preparing management information and reporting. To be considered for the Compliance Monitoring officer role you need to have - Detailed knowledge… TotalJobs.co.uk

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Senior Compliance Officer

Dimensional Fund Advisors 41 Reviews Austin, TX

Manage pre- & post- trade compliance support to portfolio management and trading staff using Charles River portfolio compliance monitoring system… Ivy Exec

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Compliance Officer – new

London

If you have acted in a Senior Compliance role, held CF10/CF11 (desirable not essential) and have experience within Asset management before please… Glassdoor

Risk & Complience Officer

Interaction - Bradford Leeds, England

Being an integral member of the Risk and Compliance team you will with or without supervision perform independent audits and reviews of the controls… TotalJobs.co.uk

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Staff / Senior IT Auditor

American Express 100+ Reviews Salt Lake City, UT

Include: - Participate as technology specialist on compliance oriented audit projects - Assist Team Leaders, Senior Managers and Managers in accomplishin… American Express

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Compliance Officer

UKStaffsearch United Kingdom

If you have acted in a Senior Compliance role, held CF10/CF11 (desirable not essential) and have experience within Asset management before please… Adzuna

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Risk & Complience Officer

Interaction Recruitment Leeds, England

Being an integral member of the Risk and Compliance team you will with or without supervision perform independent audits and reviews of the controls… Reed.co.uk

  • Overview

Compliance Officer

UBS Toronto, NA

& Deliverables: - Work with cross functional teams to identify, assess, control and monitor compliance related risks. - Complete control self… Ivy Exec

  • Overview
  • Reviews
  • Salaries
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