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229 internal control regulatory and compliance officer jobs

Regulatory Risk Testing Officer

Popular Community Bank 34 Reviews New York, NY

• Analyze banking regulations and prepare practical review steps to test compliance with said regulations within the banks operations in an effective… Popular Community Bank

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Compliance Officer

Asset Resourcing Limited 4 Reviews Saint Albans, England

*Provide training to the business to compliment and develop on the CBT. *Analyse… Reed.co.uk

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Assistant Compliance Officer – new

Alexander Lloyd Saint Albans, England

Reporting to the Compliance and Risk Manager/Head of Compliance, you will provide compliance assistance to support and contribute to the provision of… Reed.co.uk

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Internal Audit Director

Fitbit 21 Reviews San Francisco, CA

The Internal Audit Director is a senior member of the Finance team and will report directly to the Audit Committee of the Board or Directors and… Fitbit

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Deputy Bank Secrecy Act Officer

Siter-Neubauer & Associates 1 Review Harlingen, TX

• Ensures the Bank’s compliance with Bank Secrecy Act (BSA) and anti-money laundering (AML) initiatives. • Ensures compliance and adherence to BSA… TheLadders.com

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Regulatory Compliance Officer

Ascendo Resources 1 Review Miami, FL

will be to: • Collaborate with outside consultants on annual 3012 review, respond to recommendations and work on action items resulting from… CareerBuilder

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Compliance Risk Officer (Monitoring, Testing, and Internal Controls)

Network ESC New York, NY

The Consultant – US Permanent Control Compliance (Monitoring, Testing, and Internal Controls) reports to the Head of the US Permanent Control unit… CareerBuilder

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Compliance Officer- Exam Management

Citi 100+ Reviews Long Island City, NY

• Bachelor's Degree required, 5+ years of experience in banking compliance, legal or other control-related function in the financial services… Citi

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Risk Monitoring Officer

Flatfeerecruiter Leeds, England

will include: •Maintaining and enhancing the companys quality and Change of Control procedures, standards and specifications. •Maintaining the… CareerBuilder

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Assistant Compliance Officer

Alexander Lloyd - Compliance & Financial Services Saint Albans, England

Reporting to the Compliance and Risk Manager/Head of Compliance, you will provide compliance assistance to support and contribute to the provision of… TotalJobs.co.uk

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Compliance Officer - Monitoring and Surveillance

UBS 100+ Reviews London, NA

The individual will be responsible for the monitoring of Market Abuse / Manipulation, Fair Dealings with Customers and Conflicts with a view to… Ivy Exec

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Compliance Officer

Flexible Solutionz Greater Manchester

We are currently recruiting for a growing and established company based in Manchester. The Compliance Officer (CO) role is to work with all levels of… Reed.co.uk

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Compliance Officer – new

Barclay Simpson London, England

This is a unique opportunity to establish the policies and controls for the UK branch of a well respected international bank. It is vital that those… eFinancialCareers

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Risk and Compliance Consultant – new

U.S. Bank 100+ Reviews Saint Paul, MN

include:Policies and Procedure reviews, updates and developmentTT SS Enterprise Compliance Risk Assessment updates and sub-team build outWM SS… Ivy Exec

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IVA Compliance Officer

Time Recruitment Solutions Manchester, England

The Compliance Officer (CO) role is to work with all levels of management in order to ensure the IVA division is meeting the principles and rules as… TotalJobs.co.uk

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Chief Financial Officer CFO

Allegheny Bradford Corporation Lewis Run, PA

• Coordinate the preparation of financial statements, financial reports, special analyses, and information reports • Ensure that effective… TheLadders.com

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