Refine Results

Freshness:


129 Internal Control, Regulatory and Compliance Officer Jobs

Compliance and Complaints Officer (Pensions)

Professional Recruitment Ltd Bristol, England

This is a varied and exciting role for either a Compliance Officer looking to move into another firm or an experienced Pensions Administrator looking… Reed.co.uk

  • Overview

Compliance Manager Excellent Benefits – new

Cameron James London, England

Guidelines, that the intrinsic legal and regulatory risks are properly managed and that compliance culture is promoted. Where applicable to ensure… Reed.co.uk

  • Web Search

Regulatory and Compliance Officer – new

Leading Financial Services Firm Melbourne, NA

The Compliance Officer- Trading contributes to the development and implementation of strategies that reflect scalable and efficient frameworks… Ivy Exec

  • Web Search

Bank Regulatory Compliance Officer - VP

The Compliance Search Group New York, NY

• Develop, implement and maintain effective compliance programs and policies in conformance with applicable laws and regulations. • Prepare and… TheLadders.com

  • Overview

Senior Compliance Officer ICG Testing

Citi 100+ Reviews New York, NY

Compliance Testing (CT) is responsible for the execution of reviews of the Institutional Client Group (ICG), Citi Personal Wealth Management (CPWM… Citi

  • Overview
  • Reviews
  • Salaries
We want your feedback – Are these results helpful to you?  Yes | No

Regional Compliance Officer - Director – new

Boutique Investment Bank Singapore, NA

include the following – • Devise and update appropriate compliance policies, delivering training and collating and reporting key management… Ivy Exec

  • Web Search

Chief Financial Officer CFO

Allegheny Bradford Corporation 2 Reviews Lewis Run, PA

• Coordinate the preparation of financial statements, financial reports, special analyses, and information reports • Ensure that effective… TheLadders.com

  • Overview
  • Reviews

Control & Compliance Officer

Huntswood 3 Reviews Basingstoke, England

will be to: •Monitor compliance regulations and update internal policies •Contribute to the development and maintenance of the compliant monitoring… CV-Library.co.uk

  • Overview
  • Reviews
  • Salaries

Money Laundering Reporting Officer (MLRO)

Rebecca Poulter Recruitment Mayfair, England

You will assist the Head of Compliance in ensuring AML compliance with local regulatory requirements for UK activities and business, via concise… Reed.co.uk

  • Web Search

Control & Compliance Officer – new

UKStaffsearch Basingstoke, England

will be to: •Monitor compliance regulations and update internal policies •Contribute to the development and maintenance of the compliant monitoring… Glassdoor

  • Web Search

Fiduciary Supervision Officer - Chase Wealth Management – new

Chase 100+ Reviews Columbus, OH

• Review all new client accounts and related documentation to determine suitability, completeness, and accuracy. • Primary reviewer/approver for… CareerBuilder

  • Overview
  • Reviews
  • Salaries

Compliance Officer, Asset Management

Singapore

-Reviewing proposed and new rules, regulations and laws to determine applicability to the companyâs business activities; advising on regulatory… RegionUP

Control & Compliance Officer

CV Library Ltd Basingstoke, England

will be to: •Monitor compliance regulations and update internal policies •Contribute to the development and maintenance of the compliant monitoring… CV Library Ltd

  • Web Search

CHIEF RISK OFFICER

SEFCU 17 Reviews Albany, NY

combination. Highly developed communication and leadership skills, strong computer proficiency on multiple platforms and ability to be a proactive… Jobg8

  • Overview
  • Reviews
  • Salaries

Compliance Officer

UBS 100+ Reviews Toronto, NA

& Deliverables: - Work with cross functional teams to identify, assess, control and monitor compliance related risks. - Com… Ivy Exec

  • Overview
  • Reviews
  • Salaries

Compliance Officer: Asset Finance Sector

Shine Resourcing Ltd Basingstoke, England

Excellent salary, including a bonus, are on offer. Please apply via this… Reed.co.uk

  • Web Search

Compliance Officer Mortgage Product Compliance Governance

Citi O'Fallon, MO

Position will report to Compliance Governance Manager Director. The Mortgage Product Compliance Governance team is responsible for overseeing and… Citi

  • Overview
  • Reviews
  • Salaries
Be the first to get new jobs like these: