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173 compliance monitor business analyst jobs in London

Finance/Compliance Analyst

Tate 4 Reviews London, England

; -Compliance monitoring for all client records/files -Running various reports and presenting findings to CEO -Implementing the companies procedures… TotalJobs.co.uk

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Compliance Analyst

Harrison Holgate Insurance Recruitment Welwyn Garden City, England

Annual Compliance Plan Regulatory Matters Compliance Monitoring Programme Financial Crime Carrier Audits Binding Authority Agreement Management… TotalJobs.co.uk

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Compliance Monitoring Analyst - Wealth Management

Austin Andrew Commercial London, England

A fast-growing wealth manager with over 4 billion under management, based in Mayfair, have created a Compliance Monitoring role in their Compliance… Adzuna

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Compliance Analyst (Insurance)

Massenhove Recruitment Limited City of London, England

To consider new and applicable regulatory rules, codes and guidelines as and when they are published and how they might impact on the business… CV-Library.co.uk

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Senior Business Analyst - Charles River OMS – new

NYMAN Resourcing London, England

You will work in projects involving new initiative implementations / upgrading etc. all based upon the Charles River platform for trading, portfolio… CV-Library.co.uk

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Business Analyst - Financial Services IT

harringtonstarr London, England

the changing regulatory, reporting and compliance landscape. You will then need to effectively communicate these solution needs between the client… Glassdoor

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SOX Testing Analyst - Finance and Investment Industry Opportunity

UBS 100+ Reviews London, England

The Corporate Center ensures that our business divisions operate as a coherent and effective whole by providing and managing support and control… VelvetJobs.com

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Monitoring and Supervision Analyst - Finance and Investment Industry Opportunity

London Based Financial Services firm London, England

Strong knowledge of financial instruments (e.g. investment trusts, structured products, ISA's etc...) A methodical approach with excellent… VelvetJobs.com

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Compliance Analyst

Hays 100+ Reviews Welwyn Garden City, England

may include: · Daily monitoring and tracking of regulatory changes that may have an impact on the business · Initiation of changes designed to help… TotalJobs.co.uk

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Compliance & Operational Risk Analyst

Alexander Lloyd London, England

Undertake monitoring activities as set out in the risk based Compliance Monitoring Programme, to provide assurance of compliance with regulatory… Adzuna

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Compliance Analyst - Guideline Monitoring

London4Jobs City of London, England

include:* Interpreting investment management agreements and coding rules onto the system * Identifying reviewing and investigating exceptions… Glassdoor

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Compliance Analyst

Real 3 Reviews London, England

Daily monitoring and tracking of regulatory changesAssist with the design and delivery of the Compliance Department trainingAnswering of fund related… Real

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Portfolio Monitoring Analyst

Goodman Masson 6 Reviews City of London, England

My client is looking for a compliance professional with excellent knowledge of trade compliance to join them in their London office.You will:* Serve… Goodman Masson

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Compliance Officer

IDEX Consulting Ltd City of London, England

If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application… CV-Library.co.uk

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BlackRock Regulatory Thresholds Analyst - Finance and Investment Industry Opport

BlackRock 100+ Reviews London, England

The Portfolio Compliance Group (PCG) is a global group which sits within the Aladdin Portfolio Services (APS) one of the core functions within the… VelvetJobs.com

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