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871 Portfolio Compliance Analyst Jobs

Risk Control Analyst

Chevron 100+ Reviews Houston, TX

for this position may include but are not limited to: • Perform daily independent analysis, review and reporting of commodity trading activities for… Chevron

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BlackRock Portfolio Compliance Analyst - Finance and Investment Industry Opportu

BlackRock 100+ Reviews Wilmington, WI

The Portfolio Compliance Group (PCG) is a global group which sits within Aladdin Portfolio Services (APS) one of the core functions within the… VelvetJobs.com

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Portfolio Compliance Analyst

GE Healthcare 100+ Reviews Stamford, CT

• GE values education and is dedicated to providing the tools and training for your professional development. • We would like to thank everyone who… Glassdoor

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Portfolio Compliance Analyst

General Electric 100+ Reviews Stamford, CT

Oversee and coordinate the compliance requirements for fixed income: • Serve as the liaison to Fixed Income Portfolio Management and Trading… Glassdoor

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Senior Portfolio Compliance Analyst

The Compliance Search Group Philadelphia, PA

will include the review and interpretation of new fixed income accounts’ investment restrictions, assisting in the establishment and continuous… TheLadders.com

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Portfolio Compliance Analyst

Cain Brothers Springfield, MA

Must successfully monitor all elements of portfolio compliance for investment products related to, among others: public equity and fixed income… Ivy Exec

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Portfolio Compliance Analyst

GE Global Research 93 Reviews Stamford, CT

Oversee and coordinate the compliance requirements for fixed income: • Serve as the liaison to Fixed Income Portfolio Management and Trading… Glassdoor

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Analyst - Portfolio Compliance Core - Finance and Investment Industry Opportunit

BlackRock 100+ Reviews Gurgaon

• Post-trade violation investigation & resolution • Account coding and coding reviews • New account on-boarding activities • Manual test execution… VelvetJobs.com

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Senior Portfolio Compliance Analyst - Finance and Investment Industry Opportunit

Franklin Templeton 100+ Reviews San Mateo, CA

Franklin Templeton Investments is a leading global investment management organization due to the efforts of our greatest assets - our employees. We… VelvetJobs.com

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Portfolio Compliance Analyst

GE Software 9 Reviews Stamford, CT

Oversee and coordinate the compliance requirements for fixed income: • Serve as the liaison to Fixed Income Portfolio Management and Trading… Glassdoor

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Sr. Business Analyst, Portfolio Management, Trading & Compliance Systems

Willard Powell New York, NY

You will be responsible for leading strategic design for projects focusing on business processing related to inventory and availability of positions… Glassdoor

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Senior Portfolio Management Compliance Analyst

AGF Management 9 Reviews Toronto

1. Portfolio Compliance Monitoring • Daily management of the compliance module of the trade order management system for the institutional line of… Glassdoor

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Sr. Portfolio Compliance Analyst - Finance and Investment Industry Opportunity

Franklin Templeton 100+ Reviews São Paulo

Franklin Templeton Investments is a leading global investment management organization due to the efforts of our greatest assets - our employees. We… VelvetJobs.com

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Business Architect / Analyst, Portfolio Management, Trading & Compliance Systems

Willard Powell New York, NY

You will be responsible for leading strategic design for projects focusing on business processing related to inventory and availability of positions… Glassdoor

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Portfolio Monitoring Analyst Investment Compliance (086-SG-MH-1309125) . Job Ref

Fidelity International 30 Reviews London, England

Purpose of your role This role is within the Portfolio Monitoring Team, and reports to the Senior Manager London Investment Compliance. The team is… Glassdoor

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Portfolio Compliance Analyst

Pimco 89 Reviews Newport Beach, CA

include analysis of transactions and portfolio holdings with respect to mutual fund regulatory requirements and prospectus guidelines. Analyst… Glassdoor

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Manager, Risk Portfolios – new

Elevate Fort Worth, TX

• Manage a small team of business analysts focused on the goal of driving improvements in revenue, losses, profitability and other key metrics across… Elevate

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