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7,745 senior associate compliance jobs

Senior Compliance Associate - Monitoring & Examinations

FXCM, Inc. 100+ Reviews Dallas, TX

• Execute continuous monitoring programs to ascertain the strength of the firm's internal controls and ensure adherence to applicable laws and… FXCM, Inc.

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Senior Compliance Associate

Bridgewater 100+ Reviews Westport, CT

We are seeking an exceptional individual to join our Compliance team as a manager and Senior Compliance Bridgewater

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Senior Tax Associate, International Compliance & Quantitative Analysis

AES 100+ Reviews Indianapolis, IN

Our power plants encompass a broad range of technologies and fuel types, including coal, diesel, hydropower, gas, oil, wind and biomass. Our… AES

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Risk Assurance Senior Associate - Health Care Compliance

PricewaterhouseCoopers 100+ Reviews McLean, VA

PwC's Risk Assurance (RA) practice is composed of more than 2,300 resources with significant industry and technical expertise in a broad range of… PricewaterhouseCoopers

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Senior Associate, Property Tax Compliance

Duff & Phelps Corporation 100+ Reviews Dallas, TX

Join our team and together we'll power the sound decisions that enhance value - yours and ours… Duff & Phelps Corporation

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FX - Senior Compliance Associate

Russell-Miller & Partners Limited London, England

• Providing subject matter expertise and escalation point for Compliance Associates • Assist in developing AML processes & training • Liaising… Reed.co.uk

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Senior Compliance Associate

Sun Trading 13 Reviews London, England

• Responsible for implementing and monitoring trading related compliance Sun Trading

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Senior Associate, Regulatory Compliance – new

KPMG 100+ Reviews New York, NY

Perform operational assessments of financial and clinical departments with a focus on documentation and coding, revenue capture, care delivery, and… Experteer

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Compliance Senior Associate – new

PNC Bank 100+ Reviews Pittsburgh, PA

- Exhibits creativity and innovation in recommending improvements to departmental practices and processes. - Ability to complete work with limited… PNC Bank

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Senior Compliance Associate – new

Moody's 100+ Reviews New York, NY

Moody's

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Buy Side Compliance- Senior Associate

Rockwood Search Associates 1 Review New York, NY

Premium provider of outsourced compliance officer services seeks individuals with hedge fund, private equity or asset management legal or compliance… Job Board

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Senior Compliance Analyst / Associate - Finance and Investment Industry Opportun

RBC Financial Group 100+ Reviews New York, NY

Outside Business Activities (OBA) and Private Investments (PI) Receive incoming OBA and PI forms (1) review for accuracy and completeness; and… VelvetJobs.com

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Senior Compliance Associate; Mutual Funds

Leading Financial Services Firm New York, NY

Coding in Eze Castle for all client investment guidelines. Eze Castle compliance alerts. Trading Committee preparation of materials, broker… Ivy Exec

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Tax - Senior Associate - Federal & State Compliance

McGladrey 100+ Reviews Kansas City, MO

- Work with the tax team to prepare and review tax returns- Provide timely, high quality client service that meets or exceeds client expectations… Ivy Exec

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Senior Associate - Compliance Monitoring

cer Financial 1 Review London, England

of the Senior Associate - Compliance Monitoring will… published by Compliance Division The Successful Senior Associate -… Adzuna

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