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Headquarters Lake Success, NY
Size 5000+ Employees
Type Company - Public (BR)
Industry Finance
Revenue $2 to $5 billion (USD) per year
Competitors BNY Mellon, Dtcc, Computershare

Broadridge is a leading provider of investor communications and technology-driven-solutions to banks, broker-dealers, mutual funds, and corporations globally. Our systems and services include investor communication solutions, securities processing and operations. In short, we provide the infrastructure that helps the financial services industry operate. With 50 years of experience, we provide financial services firms with advanced, dependable, scalable and cost-effective integrated services to help run their businesses.

Broadridge – Why Work For Us?

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Broadridge helps reduce the need for our clients to make significant capital investments in operations infrastructure allowing them to increase focus on their core business activities. We serve a large and diverse client base in the financial services industry, including retail and institutional brokerage firms, global banks, mutual funds, annuity companies, institutional investors, specialty trading firms, and clearing firms. We also provide services to corporate issuers.

For the world’s prominent banks; retail, institutional and discount brokers, clearing houses, mutual funds and hedge funds; investment managers and corporate issuers – Broadridge is the trusted and preferred choice for delivering services in operations infrastructure.

We deliver a broad range of solutions that help our clients better serve their retail and institutional customers across the entire investment lifecycle, including pre-trade, trade, and post-trade processing. Our securities processing systems enable our clients to process securities transactions in more than 50 countries. In fiscal year 2011, we distributed over one billion investor communications, including proxy materials, investor account statements, trade confirmations, tax statements and prospectuses; and on average we processed trillions of dollars of fixed income and equity trades per day.

Lines of Business

Broadridge helps financial institutions and corporate issuers in two ways, through technology and operations outsourcing, and across a number of business categories. Because of our deep experience and world-class capabilities, our clients entrust us with mission-critical responsibilities. Across a wide range of needs, Broadridge offers not only services, but solutions for your business.

Investor Communication Solutions

Broadridge’s flexibility and proxy management expertise helps our clients meet current and future regulatory requirements with confidence. We facilitate getting the vote quickly and efficiently while maximizing transparency.

Specifically, our Investor Communication Solutions business involves the processing and distribution of proxy materials to investors in equity securities and mutual funds, as well as the facilitation of related vote processing. ProxyEdge®, our electronic proxy delivery and voting solution for institutional investors, helps ensure the participation of the largest stockholders of many companies. We also provide the distribution of regulatory reports and corporate action/reorganization event information, as well as tax reporting solutions that help our clients meet their regulatory compliance needs. In addition, we provide financial information distribution and transaction reporting services to both financial institutions and securities issuers. These services include the processing and distribution of account statements and trade confirmations, traditional and personalized document fulfillment and content management services, marketing communications, and imaging, archival and workflow solutions that enable and enhance our clients’ communications with investors. All of these communications are delivered in paper or electronic form.

Securities Processing Solutions

Broadridge offers a suite of advanced computerized real-time transaction processing services that automate the securities transaction lifecycle, from desktop productivity tools, data aggregation, performance reporting, and portfolio management to order capture and execution, trade confirmation, settlement, and accounting. Our services help financial institutions efficiently and cost-effectively consolidate their books and records, gather and service assets under management, focus on their core businesses, and manage risk. With multi-currency capabilities, our Global Processing Solution supports real-time global trading of equity, option, mutual fund, and fixed income securities in established and emerging markets. In addition, our operations outsourcing solutions allow broker-dealers to outsource certain administrative functions relating to clearing and settlement, from order entry to trade matching and settlement, while maintaining their ability to finance and capitalize their business. Recently, we extended our services to the buy-side through our acquisition of Paladyne Systems

Broadridge works to help our clients

Our solutions translate into tangible benefits.

  • Providing accurate and reliable reporting
  • Streamlining communications and operations processes
  • Effectively helps manage compliance with existing and future regulatory requirements
  • Employing new technologies for investors and advisors to access information and  participate more easily
  • Controlling – and reducing – the cost of building processing infrastructure and maintaining systems
  • Saving time with the convenience of a single source instead of multiple providers
  • Automating cumbersome manual processes – for greater accuracy and lower risk
  • Aggregating data from multiple sources, making it easier to access and easier to use
  • Improving front-office client service with desktop productivity tools for advisors, portfolio management and performance reporting
  • Accommodating multi-currency, multi-language global trading capabilities

Working at Broadridge

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Employees say it's “OK”   234 ratings


72% Approve of the CEO   134 ratings

Broadridge CEO Richard J. Daly

Richard J. Daly


My take on Broadridge

  Current Technology Lead in Hyderābād (India)

Pros: Easy to approach any manager / VP or anyone
Very good leave policy
Full Review

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Accepted Offer – Interviewed in Hyderābād (India) Reviewed yesterday New

Interview Details I was referred by a friend. After a gap of 3-4 weeks I received the interview call.

First round was HR. (heard that, a candidate without prior experience could expect a written test, as their first round)
In the second round there was an interaction with the managers. In this round, managers…
Full Interview

Interview Question:
The most difficult part was the case-study itself. It took quiet some time (in the given 12 hours) for me to comprehend the given case and try to reach a conclusion. Answer Question

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Broadridge Awards and Accolades

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Best Workplaces in Canada (1000+ Employees), Great Place to Work Institute, 2012
Best Companies to Work for in New York (Large), Best Companies Group, 2010
Best Companies to Work for in New York (Large), Best Companies Group, 2009
Best Workplaces in Canada, Great Place to Work Institute, 2009
Sales Team of the Year, Stevie Awards, 2008
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