Compliance consultant Interview Questions

Working for Finch as a Compliance Manager with a growing company in an exciting time for the Fintech industry.

As soon as necessary

Always tell about your experience in a positive way and sum up with what you learned as lessson

I gave a STAR example from my experience

Standard answers

1.how do you motivate your colleague? Communicate. Keep an open line of communication with your colleagues at work. ... Share Success. When you work with others, success is shared. ... Set an Example. Your attitude and actions at work can help set an example for others to follow. ..lastly is Happiness. Happiness goes hand in hand with staying motivated. ... 2. identify any risk in process or business objective and what measure has been taken to mitigate it? Risk is a situation involving exposure to danger or exposure of a relatively sensitive information to anonymous person/s while, Risk Management (in business) is the forecasting and evaluation of financial risks together with the identification of procedures to avoid or minimize their impact. 3.do you know how to use visio, sharepoint and give me a scenario where these applications are used and how? Visio is a tool of Microsoft office suite is a professional diagram that highlights processes and procedures for company businesses. It also uses professional 3d Map diagrams the company uses for company meetings to demonstrate results whether monthly, quarterly, annually of company performance. Sharepoint (Microsoft) is a browser-based collaboration and document management platform. Microsoft's content management system (CMS). It allows groups to set up a centralized, password protected space for document sharing.

Situation Task Action Result All questions based on job role.