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Independent RIA
Financial Services Professional

Hi folks👋🏼 I’m looking for an opportunity to work for a RÍA practice as a Paraplanner, associate or Junior FA. I have 15+ in the financial industry, hold a couple of securities and insurance licenses and I’m open to learn, continue my development and be a supportive hand to an experienced Planner. Any referrals and opportunities are welcome and appreciated. Thanks

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  1. MN Financial Planner 1

    It would be helpful if you told us where you live.

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    Financial Services Professional
    Author

    I’m in NYC but also open to remote opportunities. Thank you

  2. Financial Advisor, Vice President 1

    What licenses do you hold and do you have a portable book of biz?

    Financial Advisor, Vice President 1

    Tbh, an S7 is a worthless license for an RIA, not needed. You’d be better off getting your 66, it’s an easier exam than the 65 (better pass rate). To give advice for an RIA you only need your 66. All other financial licenses aren’t necessary unless you’re working for a wirehouse or BD.