Detailed questions on career background, including reasons for job change and career aspirations for first part. Second part asks about hands on compliance experience, including knowledge on codes and guidelines. Will assess knowledge gaps. This is first round interview only.
Interview questions [1]
Question 1
How would you handle a client onboarding process as compliance of securities firm.
I applied online. The process took 3 weeks. I interviewed at CITIC Group (Mumbai)
Interview
It was a good experience, they asked good fundamental questions and it was a CV-based interview. I got out of the last round. You should be aware of valuation and corporate finance.
Interview questions [1]
Question 1
In which stock you are invested and why?
(PS: I have interest in stock market)
The interview was mostly about motivations and past experience. Need to reflect deeply and adequately prepare to be challenged in prior perceptions of the job. Was asked to go over resume in detail especially for deal experience.