1.0
17 June 2014
Former employee, more than 3 years
San Francisco, CA
Recommend
CEO approval
Business outlook
Pros
Decent offices, good third party managers, weak control and non existent compliance
Cons
Constant law, rule and reg. breaking, finra and sec violations daily is usa. Retaliation from management if you complain about it. Policies that screw clients of best returns and deliver false performance reports to clients