A good place to gain regulatory experience. - Anonymous employee FINRA Employee Review

3.0
23 Oct 2011
Anonymous employee
Recommend
CEO approval
Business outlook

Pros

FINRA is a good place to obtain regulatory experience. The work life balance is decent, though not as good as you'd think.

Cons

While the regulatory experience gained is valuable, many in management have little experience working in the private side of the industry.

Explore other reviews about FINRA

5.0
22 May 2026
Recommend
CEO approval
Business outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
28 June 2026
Recommend
CEO approval
Business outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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