Compliance Examiner - Anonymous employee FINRA Employee Review

1.0
21 Nov 2016
Anonymous employee
Recommend
CEO approval
Business outlook

Pros

None that I can think of

Cons

Stay far away from FINRA unless you absolutely need a full-time job When your employer charges you $25 to attend your company holiday party, that should be an instant red flag. Management is full of politics and raises/promotions are minimal. The average annual raise (not promotion) is on par with inflation Decent experience but salary and bonus are FAR from competitive Turnover is extremely high and constantly short staffed Senior management rarely communicates with the examiners

Explore other reviews about FINRA

5.0
22 May 2026
Recommend
CEO approval
Business outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
28 June 2026
Recommend
CEO approval
Business outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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