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      Unifying mission, inclusive culture, industry leader - Associate Director, Human Resources FINRA Employee Review

      5.0
      30 July 2020
      Associate director, human resources
      Recommend
      CEO approval
      Business outlook

      Pros

      Excellent employee benefits including medical and 401K match. Exhaustive training opportunities and management support. As industry leader and without competition is very stable.

      Cons

      Primary departments are run as independent entities by the EVP. Senior management includes aloof and heartless executives.

      avatar
      FINRA Response
      5y
      Thank you for taking the time to share your experience. This year we conducted an Employee Culture Survey. We are currently hard at work developing action plans for improving our culture overall, plus action plans for specific teams, where needed. We hope these plans address some of your concerns.

      Explore other reviews about FINRA

      5.0
      22 May 2026
      Counsel
      Recommend
      CEO approval
      Business outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      28 June 2026
      Exam manager
      Recommend
      CEO approval
      Business outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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