Highly bureaucratic and inefficient ; Very poor leadership - Director FINRA Employee Review

2.0
15 May 2014
Recommend
CEO approval
Business outlook

Pros

The Benefit plan is good.

Cons

Very poor leadership. There is no concept of "what is the right thing to do". Some of the management always cut the corners and show case something to the business for survival or to make annual bonus. If you speak up on any issue and come up with a solution, then you will be treated like a second class citizen. Managers and their incompetent teams produce ton of flak and nobody cares about them. Because management only cares about their year end bonus. Some managers takes unilateral decisions with out building consensus. Too many managers and very less people who can do the work. Lot of talk and no action....

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5.0
22 May 2026
Recommend
CEO approval
Business outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
28 June 2026
Recommend
CEO approval
Business outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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