Processing Assistant - Processing Assistant FINRA Employee Review

2.0
28 Mar 2015
Recommend
CEO approval
Business outlook

Pros

Great pay and excellent benefits which get A grade treatment at doctor, dentist and vision. Easy going job without much expectations. Very difficult to get disciplined or fired.

Cons

No room for advancement. Unqualified managers who don't have college degrees and promote based on who kisses their butt the most. Working at Finra DR feels like being on the show Survivor where the idiots survive because they band together and vote out the talented staff. No equal chance given to all to get promoted and a lot of staff are pigeonholed. Company should really practice anti nepotism policy because there are many instances of friends and family being hired through connections and even large members of church groups all in the same dept. Staff is overall not professional and most dress like slobs. Too many cliques and staff only hang out with colleagues in same role. Many instances of ethical violations not reported to upper management which are swept under rug so the dept doesn't look bad or to protect employee who is a favorite of manager. Extreme micromanaging where they want the employee to list all of the assignments they've done for the day and report to manager who times each assignment to see if time is used efficiently.

Explore other reviews about FINRA

5.0
22 May 2026
Recommend
CEO approval
Business outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
28 June 2026
Recommend
CEO approval
Business outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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