Associate principal examiner - Anonymous employee FINRA Employee Review

2.0
16 May 2015
Anonymous employee
Recommend
CEO approval
Business outlook

Pros

Nice people to work with, competitive benefits.

Cons

Sweating for small things and criticizing something that is less important for work related. Some people with higher title don't understand any product knowledge and ask the junior people to go in the field and educate them afterward.

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5.0
22 May 2026
Recommend
CEO approval
Business outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
28 June 2026
Recommend
CEO approval
Business outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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