5.08 Apr 2017Financial AdvisorAnonymous employeeCurrent employeeRecommendCEO approvalBusiness outlookProsGREAT client service support in the back office! Compliance team is also strong and helpful, not antagonistic or defensive as they are in the wirehouses (Morgan Stanley).ConsCan't think of any at the moment.Show more
4.028 Jan 2016SVP & Compliance OfficerSenior vice president & compliance officerCurrent employee, more than 3 yearsBirmingham, ALRecommendCEO approvalBusiness outlookProsexperienced senior management with hands-off atitude.ConsVery overhead cost conscious to their detriment.Show more
